In today’s rapidly evolving digital landscape, understanding and navigating applicable regulations is more crucial than ever. Regulatory compliance is not just a necessity but a strategic advantage for businesses striving for excellence and sustainability. The Applicable Regulations course is meticulously designed to equip you with the skills and knowledge to stay ahead in this dynamic field. With a focus on technological compliance, you’ll explore essential frameworks such as ISO 19600 and ISO 37301, delving into good governance and data protection. The course also covers the complexities of digital environments and blockchain regulations, offering insights into innovative concepts like SANDBOX and Fintech. Your participation will place you at the forefront of a burgeoning sector with high demand for skilled professionals, making you an invaluable asset in any organisation. Embrace the opportunity to enhance your expertise and career prospects through this comprehensive online course.
Applicable regulations
This course Applicable regulations is designed for professionals and graduates in the sector looking to expand or update their knowledge in technological compliance and digital regulations. Participants will explore compliance plans, learn about blockchain regulations, understand SANDBOX operations, and navigate the fintech regulatory landscape. Ideal for those keen to stay ahead in digital finance regulations.
40 hours
Compliance
Course objectives
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Learn what Technological Compliance consists of and why it is necessary.
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Identify the main functions of a Compliance Plan to ensure its effective implementation.
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Learn and apply the basic Compliance regulations for the prevention, control, management, and reaction to technological risks.
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Learn the existing regulations for activities and products based on Blockchain technology.
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Define what SANDBOX is, know how it works, and what type of projects are qualified to use it.
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Learn the regulatory framework applicable to the digital finance or Fintech sector.
What does it prepare you for?
Through the Applicable Regulations course, you will gain the ability to navigate the intricate landscape of technological compliance. You will master the art of identifying and implementing key compliance functions, ensuring effective management and mitigation of technological risks. Additionally, you will become adept at applying regulations governing Blockchain and digital finance. Understanding SANDBOX operations will empower you to evaluate project suitability, enhancing your strategic capabilities in the Fintech sector.
Teaching units
UNIT 1. TECHNOLOGICAL COMPLIANCE
Concept and objectives
The need for and benefits of implementation
The functions that a compliance programme should include
Implementation of the compliance programme
Digital transformation challenges for regulatory compliance
UNIT 2. BASIC REGULATIONS ON COMPLIANCE
The basis of compliance: ISO 19600
Good governance and anti-bribery management systems
The whistle-blowing directive
Compliance management systems (CMS) - requirements with guidance on their use: ISO 37301
Data protection: The GDR
UNIT 3. REGULATION IN DIGITAL ENVIRONMENTS AND BLOCKCHAIN
The digital financial package
The proposal for a "pilot scheme"and "DORA"
The MiCa proposal
GAFI recommendations and guidance risk-based approach for virtual assets and their providers
Other applicable regulations
UNIT 4. SANDBOX AND FINTECH
Key concepts, objectives and benefits of the SANDBOX
Fintechs
Spanish regulatory framework
The SANDBOX in Spain
The SANDBOX in the international arena