The course Applicable Regulations It presents a unique opportunity to enter a sector that is constantly evolving and growing. The increasing digitalisation and the need to comply with ever-stricter regulations more complex are driving demand for professionals specialising in compliance is higher than ever. This course provides you with the tools you need to understand and manage the regulations that affect digital environments and fintech, including key regulations such as the The GDPR and ISO 37301. You will learn how to implement effective compliance programmes and tackle the challenges of digital transformation. Taking this course is an investment in your career prospects, as it will equip you to excel in a job market that values specialisation and regulatory knowledge. Become an expert in the field and open the door to new career opportunities in an area that is essential for today’s businesses.
Applicable Regulations
Compliance
40 hours
Introduction
Objectives
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Understanding the concept and objectives of technological compliance in digital environments and their importance.
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Analysing the benefits and the need to implement a compliance programme within organisations.
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Assess the key features that a programme should include effective compliance within the company.
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To identify the key compliance regulations, including ISO 19600 and the GDPR, and their practical application.
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Review the regulations on digital environments and blockchain, including the digital financial package and MiCA.
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Understanding how the sandbox and its relevance to the Fintech within the Spanish regulatory framework.
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Developing skills to implement the recommendations of the FATF on virtual assets and their risk management.
Table of Contents
TEACHING UNIT 1. TECHNOLOGICAL COMPLIANCE
Concept and objectives
The need for and benefits of its implementation
The features that a compliance programme should include
Implementation of the compliance programme
Digital transformation challenges for regulatory compliance
TEACHING UNIT 2. BASIC COMPLIANCE REGULATIONS
The foundation of compliance: ISO 19600
Good governance and anti-bribery management systems
The Whistleblowing Directive
Compliance Management Systems (CMS). Requirements and guidance on their use: ISO 37301
Data protection: the GDPR
TEACHING UNIT 3. REGULATION IN DIGITAL ENVIRONMENTS AND BLOCKCHAIN
The “digital financial package”
The Pilot Scheme Proposal and Resilience Proposal, or DORA
The MiCA proposal
FATF Recommendations and Guidance on a Risk-Based Approach to Virtual Assets and Their Providers
Other applicable regulations
TEACHING UNIT 4. SANBOX AND FINTECH
Key concepts, objectives and benefits of the Sandbox
Fintech companies
Spanish regulatory framework
The sandbox in Spain
The sandbox on the international stage