In today’s rapidly evolving digital landscape, understanding and navigating the relevant regulations is more crucial than ever. Regulatory compliance is not just a necessity but a strategic advantage for businesses striving for excellence and sustainability. The ‘Applicable Regulations’ course has been meticulously designed to equip you with the skills and knowledge to stay ahead in this dynamic field. With a focus on technological compliance, you’ll explore essential frameworks such as ISO 19600 and ISO 37301, exploring good governance and data protection. The course also covers the complexities of digital environments and blockchain regulations, offering insights into innovative concepts such as SANDBOX and Fintech. Your participation will place you at the forefront of a thriving sector with high demand for skilled professionals, making you an invaluable asset to any organisation. Seize the opportunity to enhance your expertise and career prospects through this comprehensive online course.
Applicable regulations
Compliance
40 hours
Introduction
Objectives
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Find out what Technological Compliance what it consists of and why it is necessary.
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Identify the main functions of a Compliance Plan to ensure its effective implementation.
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Learn and apply the basics Compliance regulations for the prevention, control, management and response to technological risks.
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Find out about the current regulations governing activities and products based on Blockchain technology.
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Define what SANDBOX is, understand how it works, and what sort of projects are eligible to use it.
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Find out about the regulatory framework applicable to the the digital finance or Fintech sector.
Table of Contents
UNIT 1. TECHNOLOGICAL COMPLIANCE
Concept and objectives
The need for and benefits of implementation
The functions that a compliance programme should include
Implementation of the compliance programme
Digital transformation challenges relating to regulatory compliance
UNIT 2. BASIC REGULATIONS ON COMPLIANCE
The basis for compliance: ISO 19600
Good governance and anti-bribery management systems
The Whistleblowing Directive
Compliance management systems (CMS) – requirements and guidance on their use: ISO 37301
Data protection: The GDR
UNIT 3. REGULATION IN DIGITAL ENVIRONMENTS AND BLOCKCHAIN
The digital financial package
The proposal for a "pilot scheme" and "DORA"
The MiCa proposal
FATF recommendations and guidance on a risk-based approach for virtual assets and their providers
Other applicable regulations
UNIT 4. SANDBOX AND FINTECH
Key concepts, objectives and benefits of the SANDBOX
Fintechs
Spanish regulatory framework
The SANDBOX in Spain
The SANDBOX on the international stage
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